--0000000000003a5cde061b2b0aa5 Content-Type: multipart/related; boundary="0000000000003a5cde061b2b0aa4" --0000000000003a5cde061b2b0aa4 Content-Type: multipart/alternative; boundary="0000000000003a5cdd061b2b0aa3" --0000000000003a5cdd061b2b0aa3 Content-Type: text/plain; charset="UTF-8" Content-Transfer-Encoding: quoted-printable Hi All! Please make certain that we have uploaded all CCA's and corrected PAF by Thursday EOD. If you have any questions about this list, please reach out to Alejandro or myself. Best, ---------- Forwarded message --------- From: Date: Mon, Jun 17, 2024 at 12:32=E2=80=AFPM Subject: 06/17/24 - Action Required - $12k Open Balance - New Client Audit Results To: , Michelle Kenaga , Coddye Ring-Noonan , Gayle Soulides , Melissa Reyes , Audra Williams , Alicia Broussard , Alisha Wise , Amy Harris , Araceli Gutierrez , Cassi Gilkeson , Cathy Goffredo , Kimberly Guerci , Triff Cook , Yukari Roberts = , Beth Ann Rosario , Claudia Hernandez , Jennifer Piper , Jessica Pascasio , Karoline Da Silva , Diane Mockenhaupt , Matt Nyberg , Leigh Smith , Kelley Richard , Tiffany Silton , Grace Labrecque , Jennifer Geist , , , , , , , , , , , , , , Cc: Sarah Powers , Alan Badger , Elizabeth Clark , Laszlo Kovacs , Paul Kahn , Lito Delapena , , , , , , , , , , , , , Hello Everyone, I hope you all had a great weekend. Please see the below summary by division for clients in need of attention due to missing or incomplete mandatory documents in accordance with our onboarding process. Also below is a breakdown of the over $12K open balance for these client=E2=80=99s missing documentation listed by division. Please= review and address the document attached in the link below, including any clients with start months in Mar 2024 - May 2024 who account for over 10K of these open balances. The deadline for June commissions is Friday July 5th , pleas= e reach out to Alejandro Aponte, and Jeannie Ortiz with any questions. ***Please note changes made after the updated report has been generated will not be reflected until the client is re-audited and an updated report is generated. Please click here to review the updated audit tracker. - Canada Division has the largest open balance at just over $4k in total with $2.9K open for clients with start dates in Mar 2024 - May 2024. - GCM Division currently has the second largest open balance at just over $3k in total with $1.8k open for clients with start dates in Mar 20= 24 =E2=80=93 M