Re: 08/06/24 - Action Required - $8k Open Balance - New Client Audit Results

--0000000000003cc0df061f1ae9ed Content-Type: multipart/alternative; boundary="0000000000003cc0de061f1ae9ec" --0000000000003cc0de061f1ae9ec Content-Type: text/plain; charset="UTF-8" Content-Transfer-Encoding: quoted-printable No need to collect an updated PAD doc, I have enrolled the client and autopay and they have been removed from the audit! Regards, *Alejandro Aponte* On Wed, Aug 7, 2024 at 12:50=E2=80=AFPM Joey Taylor wrote: > Good Afternoon Alejandro, > > The institution number for TD Bank is: 004 > Does the client need to redo the form or is this > sufficient? Institution numbers are public knowledge in Canada!! > > Let me know, > > On Wed, Aug 7, 2024 at 12:16=E2=80=AFPM Alejandro Aponte > wrote: > >> Hello Tim & Joey, >> >> Please see the below notes: >> >> Sofia Iordache - This client has been removed from the audit as of last >> night. >> >> Deirdre McIlwraith - This client's PAD information uploaded on 8/6/2024 >> is incorrect. We are receiving the below error when attempting to add th= e >> PAD information provided. >> >> [image: image.png] >> >> >> Regards, >> *Alejandro Aponte* >> Finance Onboarding Analyst III >> *Please note my email has changed:* >> aaponte@thekey.com >> 408 479-8654 >> TheKey.com >> [image: TheKey] >> >> >> On Wed, Aug 7, 2024 at 11:27=E2=80=AFAM Timothy Thomas w= rote: >> >>> Hi Alejandro, >>> >>> Could you please recheck the Montreal clients listed. Joey says that >>> their docs are correct. Please confirm what is missing. >>> >>> Thanks! >>> Tim >>> >>> On Tue, Aug 6, 2024 at 5:27=E2=80=AFPM wrote: >>> >>>> Hello Everyone, >>>> >>>> >>>> >>>> Please see the below summary by division for clients in need of >>>> attention due to missing or incomplete mandatory documents in accordan= ce >>>> with our onboarding process. Also below is a breakdown of the over $8K= open >>>> balance for these client=E2=80=99s missing documentation listed by div= ision. Please >>>> review and address the document attached in the link below, including = any >>>> clients with start months in May 2024 - June 2024 who account for $125= .09 >>>> of these open balances. *The deadline for July commissions is Friday >>>> August 9th *, please reach out to Alejandro Aponte, and Jeannie Ortiz >>>> with any questions. ***Please note changes made after the updated repo= rt >>>> has been generated will not be reflected until the client is re-audite= d and >>>> an updated report is generated. >>>> >>>> >>>> >>>> Please click here >>>> to >>>> review the updated audit tracker. >>>> >>>> >>>> >>>> - West Division currently has the largest open balance at over $6k >>>> in total with $55.71 open for clients with start dates in May 2024 = =E2=80=93 June >>>> 2024 and has the largest # of clients that have started services in= need of >>>> attention at 23. >>>> - Canada Division currently has the second largest open balance at >>>> over $1.1k in total with $0.00 open for clients with start dates in= May >>>> 2024 - June 2024. >>>> - East Division curren